safeguard the interests of the clients who entrusted the management of their private funds, using knowledge and abilities comparable to professional practitioners. This case is in the process of inquiry by
Company Limited (SSC) shares. The Form 247-4 did not disclose that Mr. Charoen Sirivadhanabhakdi is the controlling person of SSNL who provides funding for SSNL’s tender offer of SSC shares. SEC Act S
accurate tender offer report (Form 247-4) of SSNL’s holding of Sermsuk Public Company Limited (SSC) shares on October 28, 2010. The Form 247-4 did not disclose that Mr. Charoen Sirivadhanabhakdi is the
that Mr. Charoen Sirivadhanabhakdi is the controlling person of SSNL who provides funding for SSNL’s tender offer of SSC shares, Mr. Sakchai Thanaboonchai certified the completion and accuracy of the
Mr. Korsak Chairasmisak On April 10, 2013, Mr. Korsak Chairasmisak , the vice chairman and chief executive officer of CP All Public Company Limited (CPALL), purchased 118,300 shares of Siam Makro
Mr. Piyawat Titasattavorakul On April 17, 2013, Mr. Piyawat Titasattavorakul, the director and managing director of CP All Public Company Limited (CPALL), purchased 5,000 shares of Siam Makro Public
Mr. Pittaya Jearavisitkul On April 19, 2013, Mr. Pittaya Jearavisitkul, the director and deputy chief executive officer of CP All Public Company Limited (CPALL), purchased 7,500 shares of Siam Makro