such means as change of position, type of work or work location. Whistleblowers shall be treated fairly and protected by law. For example, they shall not be suspended, threatened, interfered with work or
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investors are appropriately protected, while the business sector and market operators achieve competitiveness through development of various investment products and services. In this regard, the SEC has
Regional Growth Prospects: Enlarging Opportunities for Asset Management Companies.” More details on IOSCO APRC can be found at https://www.sec.or.th/EN/Pages/AboutUs/InternationalRelations.aspx
commitment to improve our supervisory standards to be widely recognized in an international arena. More details on IOSCO MMoU can be found at : https://www.iosco.org/about/?subsection=mmou • IOSCO
preparing for the FSAP assessment since 2016 by conducting self-assessment, amending regulations and processes to close any regulatory gaps found deviated from the newly published IOSCO Principles (May 2017