information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311
using information about the funds’ investment plans to trade securities for his personal or other persons’ gains (front running). The criminal case is closed because the alleged offender died. SEC Act
information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311
June 10, 2017, he reported his acquisition of BIG shares of 241,164,000 shares which equaled to 27.34 percent of the total number of voting rights of BIG and reported the aggregate holding of his shares
Mr. Pattanapong Tanumathaya Mr. Pattanapong Tanumathaya failed to report the acquisition or disposal of ASCON shares to the SEC Office within the period specified in the notification of the Capital
Mr. Vorasit Pokachaiyapat Mr. Vorasit Pokachaiyapat failed to report the acquisition of Finansa Public Company Limited (“FNS”) shares to the SEC Office within the period specified in the
Mr. Bordin Sangarayakul Between February 2, 2012 and May 15, 2012, Mr. Bordin Sangarayakul colluded or agreed with other principals to trade shares of Pylon Public Company Limited (“PYLON”) in
Mr. Noparat Jongyin Between February 2, 2012 and May 15, 2012, Mr. Noparat Jongyin colluded or agreed with other principals to trade shares of Pylon Public Company Limited (“PYLON”) in concealment to
Mr. Chalaem Semsarid During January 9, 2013 - February 28, 2013, Mr. Chalam Samsarid colluded or agreed with other principals to trade shares of Union Mosaic Industry Public Company Limited (“UMI
Mr. Promakran Srinarong During January 9, 2013 - February 28, 2013, Mr. Promakran Srinarong colluded or agreed with other principals to trade shares of Union Mosaic Industry Public Company Limited