Handbooks / Best Practices SHARE : Detail Content Fund Raising FORM 56-1 : Annual Registration Statement Acts and Royal Enactments Ministerial Notifications Rule Making Process Regulations
English (United States) rulemaking Laws/Regulations × Home > Laws/Regulations > Rule Making Process
Securities Trading Practices Acts and Royal Enactments Ministerial Notifications Rule Making Process Regulations Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Business
• Promulgated under the Provident Fund Act B.E. 2530 Acts and Royal Enactments Ministerial Notifications Promulgated under the Securities and Exchange Act Promulgated under the Provident Fund Act Rule
) specified by the regulation. Net Capital Rule (NCR) The SEC applies the " net capital rule ( NCR )" approach, where securities and derivatives businesses are required to maintain “ net capital ( NC
Registration Statement Acts and Royal Enactments Ministerial Notifications Rule Making Process Regulations Ministerial Regulations Regulations Search Public Hearing Discussion Handbooks / Best Practices SHARE
Promulgated under the Securities and Exchange Act B.E. 2535 Promulgated under the Provident Fund Act B.E. 2530 Acts and Royal Enactments Ministerial Notifications Rule Making Process Regulations Ministerial
Notifications Rule Making Process Regulations Ministerial Regulations Regulations Search Public Hearing Discussion Handbooks / Best Practices SHARE : For More Information ContactUs SEC Help Center Tel. +66 2033
limitations (the case of holding more than one-third of total outstanding units over one year) Actions to be taken to comply with the “one-third" rule: Any person shall not hold investment units exceeding