2. Mrs. Jirapa Titachotinimit (Former name is Miss Jirapa Ingpongpun.) Engaging in providing rebates to clients, which are not deemed as benefits customary to services rendered in the normal course

internal resources and financing through our routine funding sources. At this stage, the Bank does not expect to raise equity specifically for the purpose of funding this Transaction. 5. Transaction

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Sanction Mr. Somchart Mahakijkosol Engaging in providing rebates to clients, which are not deemed as benefits customary to services rendered in

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.{A} case was referred from the Stock Exchange of Thailand for the SEC's further investigation while cases of {B} and {C} were detected by the SEC's routine inspection. The SEC found from the probe that

trading orders, effective from January 19, 2013.The SEC found from its routine inspection that {A} had failed to record her investment advice and a client's securities trading orders for 14 days as

, 2002. clause 15/1 Engaging in providing rebates to clients, which are not deemed as benefits customary to services rendered in the normal course of securities business, thus

.) Engaging in providing rebates to clients, which are not deemed as benefits customary to services rendered in the normal course of securities business, thus violating the Regulations of the Stock Exchange of