investment are managed by such securities companies, mutatis mutandis. SECTION 244/3 No person shall take any of the following actions: (1) placing a trading order or trading securities in such a way that
” means any center or network through which derivatives trading is provided in the ordinary course of business, whether by way of matching orders or arranging for counter parties, or by way of providing a
” means any center or network through which derivatives trading is provided in the ordinary course of business, whether by way of matching orders or arranging for counter parties, or by way of providing a
consideration and adjudication of appeals under the first paragraph shall be made in accordance with the rules as specified in the notification of the SEC. The appeal under the first paragraph shall in no way
as specified in the notification of the SEC. The appeal under the first paragraph shall in no way suspend the execution of the administrative sanctions ordered by the SEC Office or the administrative
paragraph shall in no way suspend the execution of the administrative sanctions ordered by the SEC Office or the administrative panel. UNOFFICIAL 18 The contest against the administrative sanction order or
organization ; (3) unit or organization of foreign government, international organization and juristic person under law of foreign jurisdiction; (4) juristic person established by specific law; and (5) issuing
organization of foreign government, international organization and juristic person under law of foreign jurisdiction; (4) juristic person established by specific law; and (5) issuing entity established in any
special local government organization; (3) unit or organization of foreign government, international organization and juristic person under law of foreign jurisdiction; * This second draft of English
”) as required by international standards • The operation of the SET will be consistent with regulatory objectives and prescribed rules • For transparent and constant operation of the SET while interests