certified financial statements. Therefore, the Securities and Exchange Commission requires that listed companies rotate their auditor every five accounting years. CG-ROSC Assessment recommends that
benefit the remaining unitholders, the mutual fund management company should exercise its discretion in deciding whether to dissolve the fund. The calculation method in the case of investment units
to the international standards. In the case of any remaining investment unit value, the value shall be rounded up for each unitholder not more than 0.01 baht at a time in order of the value of the
than five percent of veto by shareholders attending the meeting and who are entitled to vote. Exceptions to ESOP rules In case of the offer for sale of remaining securities after Rights Offering (RO) to
constant price. Investment unit values allotted to each unitholder shall be rounded up to 2 decimal digits according to the international standards. In the case of any remaining investment unit value, the
auditor possesses any prohibited characteristics; (4) the approval is revoked or suspended for the remaining approval period by the SEC. 2.2 List of SEC-registered auditors 2.3 List of SEC-registered
: the offer to sell shares remaining from Rights offering 4 t h case: the offer to sell PP shares which is not falling under 1st to 3rd cases 1 st case: assign the board of directors to indicate the
qualifications, or approval is revoked or suspended for the remaining approval period. 7. Sanctions The SEC may revoke or suspend the approval of the foreign auditors when a. foreign