, examination results of related rules and investment advisory suitability are also required (past results are valid within two years on the filing date). T raining Courses for Migration (for IC and IP
, examination results of related rules and investment advisory suitability are also required (past results are valid within two years on the filing date). T raining Courses for Migration (for IC and IP
application in accordance with the fast track rule must meet the prescribed criteria, for instance, during the past year, there is no record of being ordered to amend its financial statements or to explain or
price of sale) for the past 7-15 consecutive business days before the date of price indication which is one of the following dates decided by resolution of the board of directors: a. The date of the
related criteria." The result of sale of IPO shares must be reported within 30 days after the closing date in the digital system of the SET 5. Other criteria Criteria for authorizing IPO The past five
day that the incorrectness was found; and (2) prepare a report on the corrections of the past investment unit values to submit to the mutual fund supervisor and take any actions to inform the investors
day that the incorrectness was found; and (2) prepare a report on the corrections of the past investment unit values to submit to the mutual fund supervisor and take any actions to inform the investors
shares for this time + The number of shares and underlying shares for ESOP during the past five years (only those offered at a low price) In case of a possible low dilution effect: Means offers for
on principal or interests of debt securities or default on loan payments, and breach of terms and conditions in the past three years. - Risks of business and investment in debt securities
conditions in the past three years. - Risks of business and investment in debt securities. Intermediaries performing the duties of product screening Securities companies that sell debt securities to HNW