the Stock Exchange of Thailand (the SET) within March 1, 2013. However, the audited financial statements for the year 2012 were later submitted to the SET and the SEC Office (as a substitute for the

non- public information by Mr. Choedchu Sophonpanich, director and proxy for securities transaction of Wattanasophonpanich Co., Ltd, before such information became public on August 8, 2014. 16/06

shares and voting as proxy for shareholders in the agenda to purchase Kitha’s shares. The public prosecutor ordered a non-prosecution order. SEC Act S.307 311 in conjunction with Section 83 of the Penal

-pledging scheme and Kitha was not qualified to be a listed company in the Stock Exchange of Thailand. Their divided duties were meticulously planned, Mr. Nittimon involved in getting a proxy from shareholder

Assurance Public Company Limited (BLA), sold 800,000 shares of BLA through his the securities trading account and then during July 25, 2014 - August 1 2014, Mr. Choedchu Sophonpanich, director and proxy for