enforcement, for better understanding of stakeholders and target groups. Rulemaking is a tangible start for all parties involved in any particular matter to self-adjust in order to achieve respective goals, and
regulators. In reviewing and amending policy frameworks, it is important to take into account the interac- tions between different elements of the corporate governance framework and its overall ability to pro
attach claims on the property of the convicted person to be fined and achieve the effects of law enforcement.SEC Secretary-General, Rapee Sucharitakul said: "Effective law enforcement is an important part
the fund establishment have been covered by the media. It is therefore important to clarify that approval for any securities offering or fund establishment will be certain only when the applicants
) and annual report (Form 56-2) to a single form of report in order to cut redundancy. Currently, it is under public hearing process. Listed companies could submit the One Report of their 2019 annual
amendment was approved by the cabinet on 28 August 2018 and it is expected to be enforced in the middle of 2019. Consequently, provident funds investing in fixed income through mutual funds will be
property fund (Type1) which currently is not allowed to make an investment, if invest only in leasehold properties, asset management companies must disclose an estimated IRR in the annual report and the
strategies. Assessment criteria must therefore be adjusted in response to the changing environment and be able to protect the rights of retail investors.The SEC is pleased to witness the cooperation between
bilingually, in Thai and English, for the public’s convenience. The SEC introduced the ESG Product Platform in January 2023 to make it convenient for market participants and the general public to access
. SEC is prepared to consider easing rules to make it more convenient and not too cumbersome. We have reached a conclusion and shared a common understanding. SEC is ready to receive applications for