securities outside the stock exchange if abiding by the regulations, conditions and procedures set by the SEC Office. Earlier, the law prohibited such companies to trade securities outside the stock
SEC held the “SMEs’ Road to the Thai Capital Market” seminar on Thursday, 19 December 2019. SEC Deputy Secretary-General Sirivipa Supantanet, delivered an opening speech, and Miss Ariyaporn
The Vibhavadi Zero Waste campaign was organized by SEC which invited listed companies located or having a project located along Vibhavadi Road to jointly manage waste in the organizations in an
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) บรรยายพิเศษในหัวข้อ “ตลาดทุน ทางเลือกใหม่ของ SMEs / Startups” ในงาน “LiVE Demo Day : The New Road to
of applying for approval for accepting clients’ trading orders of capital market products outside the office and for performing other duties from home in line with the New Normal standard. The SEC
Waste Campaign using our office building on Vibhavadi Road as the starting point. We invite listed companies, our neighbors on Vibhavadi Road, to join the campaign which we hope will stimulate more
, the SEC Tower, Vibhavadi-Rangsit Road, Bangkok. For more details and online registration, please visit http://www.sec.or.th/TH/Pages/fintech/fintech.aspx.
auditors in the capital market, and to grant a fee exemption for resubmission of the application for approval of auditor in the capital market for the applicants who affiliated with audit firms outside
other laws outside the SEC’s jurisdiction, the SEC will coordinate with relevant authorities to take an appropriate action.The SEC urges the public and investors to exercise caution when using services of
requirement in the identification and verification process for the onboarding clients who already have relationship managers elsewhere outside the premise or the clients who have a life-time ID card without