, efficiency and transparency. Systematic risks in the markets can be managed and contained within limits. Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code
appropriate level of risks. To achieve such a goal, the SEC believes that investing in activities with emphasis on sustainability strategies, good governance and accountability to the society and environment
activities, yet the scope of SEC authority not covering risks and guarantees for losses from investment, nor compensations for damages incurred to investors in all cases. Other regulated regulators in the
achieve three core objectives of securities regulations: (1) protecting investors, (2) ensuring that markets are fair, efficient and transparent, and (3) reducing systemic risks. IOSCO Principles comprise
risks and creating a balanced financial system. Currently, the Thai capital market has an aggregate value greater than the country GDP, creating a large number of employments on the parts of business
committee aims to proactively identify key risks and issues relevant to growth and emerging markets, as well as enhance regulatory capacity for these countries, which account for 80 percent of IOSCO members
เกี่ยวข้องกับตราสารหนี้/ การส่ง งบการเงนิรายไตรมาสทีผู่ส้อบบญัชไีด้สอบทานแล้ว/ การคุ้มครอง พยานและการให้ ก.ล.ต. เป็นพนักงานสอบสวนเอง ยุทธศาสตร์ที่ 7 Systemic risks: ก.ล.ต. มีกลไกที่ติดตาม ป้องกัน จัดการความ