information and make confident decisions on investment. The capital market is operated with fairness, efficiency and transparency. Systematic risks in the markets can be managed and contained within limits
Governance Code (I Code) The SEC's objective in the investment management is to gain the best returns in the long term with appropriate level of risks. To achieve such a goal, the SEC believes that
markets are fair, efficient and transparent, and (3) reducing systemic risks. IOSCO Principles comprise 37 Principles, which can be mainly separated into two main groups: principles for regulator and
markets are fair, efficient and transparent, and (3) reducing systemic risks. IOSCO Principles comprise 37 Principles, which can be mainly separated into two main groups: principles for regulator and
making investment decisions with confidence; being treated fairly in securities trading activities, yet the scope of SEC authority not covering risks and guarantees for losses from investment, nor
contributions to the development of the country's potential and competitiveness, supporting business growth, diversifying risks and creating a balanced financial system. Currently, the Thai capital market has an
raising the voices of emerging regulators in the global regulatory landscape. The committee aims to proactively identify key risks and issues relevant to growth and emerging markets, as well as enhance
เกี่ยวข้องกับตราสารหนี้/ การส่ง งบการเงนิรายไตรมาสทีผู่ส้อบบญัชไีด้สอบทานแล้ว/ การคุ้มครอง พยานและการให้ ก.ล.ต. เป็นพนักงานสอบสวนเอง ยุทธศาสตร์ที่ 7 Systemic risks: ก.ล.ต. มีกลไกที่ติดตาม ป้องกัน จัดการความ