information for all. 3. Risk factors Identify significant risk factors including the following types: - Operational risk associated with the Company or the group of companies. Identify and clarify what the
Summary Part 2 The Issuer 2.1 Objectives of the fund 2.2 Business operation 1. Policy and overview of business operation 2. Nature of business operation 3. Risk factors 4. Research and development 5. Assets
website. 2.2 Risk factors on business operation 2.2.1 Operational risk associated with the Company or the group of companies, both current risks and emerging risks in the next 3-5 years. Identify and
the method for calculating such earnings and loss, such benefits or returns; (3) risks arsing from entering into derivatives contracts, risk factors and scope of damage in the worst case scenerio of the
estimated future returns with reference to the following information: (a) reasonable information used for a factor of estimation; (b) risk factors arising from each condition of estimation; and (c
account risk factors associated with the counterparty and purchased securities; (e) calling for placement of additional money or securities from the counterparty when the value of securities received from
estimated future returns with reference to the following information: (a) reasonable information used for a factor of estimation; (b) risk factors arising from each condition of estimation; and (c
Clause 2, the derivatives dealer shall ensure efficient prevention of conflicts of interest and access to inside information between operational unit and personnel, risk management in business operation
margin) specified by taking into account risk factors associated with the counterparty and purchased securities; 6.5 calling for placement of additional money or securities from the counterparty when the
; “ capital market product having high-risk or complex characteristics ”5 means the following capital market products: (1) investment units having high-risk or complex characteristics including: (a) investment