Ministry of Finance Re: Prescription of Conditions for Securities Company to Apply for Approval of Person to be Major Shareholder (as amended) Clause 1 In this Notification: "securities company" 1
new shares for capital increase) Principles Creates returns to directors or employees Application of approval for EJIP must be submitted to the SEC because the offer for the sale of shares to
capital increase may cause a dilution effect on shareholders. Therefore, supervision of the program must also take into account the protection of investors. Regulatory Suumary The criteria for approving
arranges for a third party's guarantee to ensure that the investors will receive the guaranteed amount of capital and returns after a specified period. The guarantor shall be a juristic person (not the
arranges for a third party's guarantee to ensure that the investors will receive the guaranteed amount of capital and returns after a specified period. The guarantor shall be a juristic person (not the
Roles and responsibilties Report on the interest of directors and executives / related person in relation to the management of the company Related party transaction / acquisition or disposition of asset
' meeting? A: In principle, a proposal for consideration of an agenda item is valid on the condition that the person who makes the proposal is a shareholder on the submission date and has the right to attend
× Home > Laws/Regulations > Discussion Discussion SHARE : Detail Content The interpretation of the “Executive” in relation to “person holding executive position in Accounting
× Home > Laws/Regulations > Discussion Discussion SHARE : Detail Content The interpretation of the “Executive” in relation to “person holding executive position in Accounting
outstanding units for any person or any Associated Person. The restrictions are exempted in the following cases: 2. Rules for considering Associated Persons 3. Procedure to comply with the limitations (the case