paragraph one hereof shall submit a copy of letter of revocation or cancellation of approval of the Bank of Thailand to the Office within fifteen days from the date on which the Bank of Thailand issues such
the revocation of the license to the revoked registrar in writing. In this regard, the revoked registrar shall notify the securities issuer of the revocation in writing, and shall arrange the delivery
of the fourth paragraph or the fifth paragraph shall be subject to revocation by the Office of the approval given for such auditor. (As amended by Section 6 of the Securities and Exchange Act (No.2
suspension or revocation order or action by Home Regulator regarding the license or business activities. Yes No If “No”, please specify __________________________________________________
, transaction confirmation slip, receipt and clients’ asset statement. In case of cancelling any such form, a cancellation stamp on the form should be clearly visible; (4) prohibiting staff, clients or any
Committee which prescribes such rules have been vacated its office. Amendment or cancellation of the rules or issuance of new rules may be made only by the resolution of the Selection Committee with at least
Licensees shall pay the fees within the 31st day of January of the following year. In case of termination of business or revocation of license, the licensees shall pay the unpaid fee or the remaining fee
) revocation of approval by the SEC Office in accordance with Clause 6. Clause 8 This Notification shall come into force from 16 August 2020. Notified this 20th day of July 2020. Pichit Akrathit Chairman
) revocation of approval by the SEC Office in accordance with Clause 5. Clause 7 This Notification shall come into force from 16 August 2020. Notified this 20th day of July 2020. Pichit Akrathit Chairman
__________________________________________________ _____________________________________________________________________ 2. I/We am/are not currently being subject to any suspension or revocation order or action by Home Regulator regarding the