paragraph one hereof shall submit a copy of letter of revocation or cancellation of approval of the Bank of Thailand to the Office within fifteen days from the date on which the Bank of Thailand issues such
letter of revocation or cancellation of approval of the Bank of Thailand to the Office within fifteen days from the date on which the Bank of Thailand issues such letter. Clause 7. This Notification shall
financial institution; (5) being in the period specified by the order of the SEC Office regarding suspension, revocation or prohibition from work in any position or any nature of work as personnel in
responsibilities for providing services as securities registrar, the Securities and Exchange Commission may revoke the license of securities registrar, in which case the Office shall notify the revocation of the
of the fourth paragraph or the fifth paragraph shall be subject to revocation by the Office of the approval given for such auditor. (As amended by Section 6 of the Securities and Exchange Act (No.2
securities is significantly different from the purposes of use stated in the prospectus such as a cancellation, postponement or change of future investment projects, etc.; (4) the issuer or offeror of
suspension, revocation and termination of the approval to be the appraisal company in capital market and the lead appraiser approved under Chapter 1 or Chapter 2 shall be subject to Chapter 4. Clause 5 In
mutual fund established under the Securities and Exchange Act B.E. 2535 and to passively manage investment; (4) ETF operator is not subject to limitation or suspension of business or revocation of license
_____________________________________________________________________ 2. I/We am/are not currently being subject to any suspension or revocation order or action by Home Regulator regarding the license or business activities. Yes No If “No”, please specify