operational risk management plans including operational workflows and procedure manuals in line with the SEC’s strategic plan. In producing action plans, all departments must identify, analyse and assess all
Board emphasizes good governance practices within the SEC in line with international standards. This includes establishment of the Audit Committee on October 3, 2005 in support of the Board's supervision
Achievements in 2003 ● 2004 - 2007 Strategic Plan Achievements of the SEC in line with the 4 Strategic Goals 22 GOAL 1 Develop the Thai Capital Market as an Important Alternative for Fund Mobilization and
, which serves as a benchmark for internal audit activity in line with the professional requirement and enhance greater efficiency and effectiveness. ë Reviewed and proposed guidelines for handling
the SEC is entrusted to carry out the duties in line with the policy given by the SEC under the leadership of the Secretary-General as the Chief Executive Officer. “Develop and Supervise the Thai
B.E. 2530 (1987) to be in line with the International Organization of Securities Commissions (IOSCO)?s principles, and to promote active engagement of market participants regarding securities business
process is in line with the Capital Market Development Plan in the area of building competitiveness and business sustainability. It is expected to reduce the volume of paper use of the business sector by
leading the SEC as a regulatory agency that develops the capital market and supports economic growth. Under transparent and fair management in line with international standard good governance guidelines, we
received from numerous participants to the Regional Corporate Governance Roundtables in Latin America, Asia and the Middle East and North Africa. An expert consultation and an open on-line public