increase engagement and representation of a broader range of market participants such as investment management companies, listed firms, institutions or associations whose main focuses are investor education
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
- expected failure of the main system. Regular https://www.sec.or.th/EN/Documents/AnnualReport/pb_ar_2007.pdf Annual Report 2006 media channels such as electronic correspondences, public seminars and radio and
collaboration with the Stock Exchange of Thailand (SET), and relevant government and private sector agencies have formulated the Capital Market Master Plan to serve as the roadmap for market development. The main
distribution channels To promote good corporate governance among listed companies and intermediaries within the capital market, achievements were made through the following three main drives: Regulatory
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
, compared to 117 percent in 2006. Apart from being the main pillar supporting the fund mobilization among participants in the capital market, the SEC continued to promote diversification and innovation of
Committee is empowered to perform the duties as specified in the charter and as directed by the SEC Board. Main responsibilities include supporting the SEC Board's supervision on the SEC's operation, internal
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9017 SEC to revise regulations on capital requirement for digital asset business operators to reflect risks. Presently, the digital asset business operators are