trading for a period not exceeding 5 years / a prohibition against trading of digital assets or entering into derivatives contracts related to digital assets for a period not exceeding 5 years; (4) a bar
, supervise the capital market, for example, fund mobilization, products and services, related business operators, unfair securities trading activities in the capital market. The SEC revenue comprises fee
specified period, and the following information is required: Application for the offer for sale of shares (form 69-1) Prospectus After offering to sell shares, the company has duty to disclose information in
) The Department of Business Development, Ministry of Commerce The Revenue Department, Ministry of Finance International Federation of Accountants International Forum of Independent Audit Regulators
specified period. The associations shall prepare a balance sheet once in every twelve-month period, and an annual report on results of the operation to be presented to the general meeting of the associations
fund has net profits or retained earnings in the accounting period of dividend payment is less than the dividend payment calculated, the mutual fund management company shall pay out whichever amount
one month from the completion of the offering period. (2) The company may cease the offering of investment units for sale during the IPO period by notifying the SEC within seven days from the date of
one month from the completion of the offering period. (2) The company may cease the offering of investment units for sale during the IPO period by notifying the SEC within seven days from the date of
scheme. 4.3 In the case of a mutual fund that will be terminated within 15 months from the registration date; or the preparation of the financial statements for the final accounting year ( a period of
preparation of the financial statements for the final accounting year ( a period of longer than 12 months but not longer than 15 months) , the mutual fund management company may prepare the financial reports