liquidity and redemption of fixed income funds Increase institutional investors’ role and promote long-term investment among retail investors ● Coordinated with the Revenue Department to promote long-term
products and services in order to lessen their dependency on brokerage fee revenue, and launched a securities business liberalization roadmap to get the industry players started on the preparation for the
. In 2007, the SEC earned the total revenue of B793.8 million. The major source of revenue was the fee income of B441.4 million, which accounted for 55.61 percent of the total revenue, increasing by
with the Revenue Department resulted in the issuance of Ministerial Regulation and Royal Decree to solve outstanding tax issues which were impediments to the securitization process. The effect of such
, dealer, advisor, and fund manager. Those wishing to do derivatives businesses only in the OTC market can apply or register with the SEC as specified in the Derivatives Act. Approval will be made on the
higher than that of many high income countries as well as many countries in Asia, with the notable exceptions of Malaysia and Singapore. The SET index fell below the 400-point mark during the crash of 2008
board should apply high ethical standards. This should be supported by a code of ethics that is disclosed by the company. Independent board members should review and oversee decisions on matters likely
. Furthermore, issuers will be given a longer period before this notification comes into effect. That is the new rules will apply to companies that file their filing forms from 1 April 2019. This will give
apply for a new power plant license. As a result, the value of the project greatly reduced from the date the company bought the project, the company is of the opinion that if the project has not been sold
Principles of Corporate Governance - G20 version G 20/O E C D P rin c ip le s o f C o rp o ra te G o ve rn a n c e G20/OECD Principles of Corporate Governance ENG_Corporate Governance Principles_Cover.indd 3 27-Aug-2015 6:43:10 PM G20/OECD Principles of Corporate Governance OECD Report to G20 Finance Ministers and Central Bank Governors September 2015 G20/OECD PRINCIPLES OF CORPORATE GOVERNANCE © OECD 2015 3 Note by the OECD Secretary-General G20 Finance Ministers and Central Bank Governors Meet...