which including trading of securities or other assets via brokerage company in which management company is in limit to know that the counterparty is a related person, except investment in deposit or
- 2 - สิ่งที่ส่งมาด้วย - ตัวอย่างการคิด company limit ตัวอย่าง : บลจ. A ทำธุรกรรม reverse repo กับคู่สัญญา B ทั้งสิ้น 3 ธุรกรรม โดยใช้ตราสารหนี้ ของบริษัท ( ( และ ( ตามลำดับ ทั้งนี้ มูลค่าธุรกรรมและ
Section 28 finds that the derivatives business operator has produced any false working papers or disclosed inaccurate or incomplete information in the financial statements or failed to comply with Section
information which should not be disclosed between units and personnel (Chinese wall). The policies, rules and practices shall be prepared in writing with an approval from the company’s board of directors
facts which should be revealed in order to deceive or materially mislead clients pertaining to derivatives, goods or variables. Clause 9 2 In engaging in derivatives with clients, the derivatives dealer
แรกขึ้นไป -> credit rating investment grade ขึ้นไป ไม่จำกัดอัตราส่วน (ข้อ 57 ประกาศ สน. 24/2552) company limit ≤ 35% (ข้อ 60 ประกาศ สน. 24/2552) (เฉพาะกรณีที่มี rating เป็นไปตามข้อ 1.3) เหมือนเดิม
Office to hold units in excess of the limit, but not to exceed fifty percent of the total units sold under the Notification of the Capital Market Supervisory Board concerning Rules related to Restriction
Report Form 69-1 1 September 2020 Note : This annual registration statement / annual report (Form 56-1 One Report) contains minimum information required to be disclosed by the issuing company (“Company
disclosed, the holders of the securities who have purchased the securities within one year from the effective date of the Registration Statement are entitled to claim damages from the issuer or the owner of
: This annual registration statement (Form 56-1) contains minimum information required to be disclosed by the issuing company (“Company”). Preparation and filing thereof should take into consideration the