least 0.5% of the correct value or price); (2) Take any actions to ensure that the investors are informed the names of the mutual fund and the day of which the price correction is made. Authority of
least 0.5% of the correct value or price); (2) Take any actions to ensure that the investors are informed the names of the mutual fund and the day of which the price correction is made. Authority of
investors purchasing securities – the company is required to have appropriate qualifications and disclose sufficient information for investors to make an informed investment decision. Existing shareholders
unitholders are informed of the access to such information channels via an email/SMS/ link to the website. Closed-end Funds Open-end Funds An annual report shall be distributed within 3 months from the
unitholders are informed of the access to such information channels via an email/SMS/ link to the website. Closed-end Funds Open-end Funds An annual report shall be distributed within 3 months from the
Clients. Princ iple 3: Make Informed Investment Decisions and Engage in Active Ongoing Monitoring of Investee Companies. Principle 4: Apply Enhanced Monitoring of and Engagement with the Investee
Clients. Princ iple 3: Make Informed Investment Decisions and Engage in Active Ongoing Monitoring of Investee Companies. Principle 4: Apply Enhanced Monitoring of and Engagement with the Investee
during the period your personal data has been retained by the SEC Office. Right to be informed: You have the right to be informed of the personal data that the SEC Office will process before or at the time
announcement shall be made through all appropriate channels and by all means to ensure that the investment unitholders are informed on time to make use of the information for their investment decisions; (3) In
management company and the mutual fund supervisor is informed and acknowledged about the situation. (5) The mutual fund is in a transition period for another management company to take over. The transition