segregating the unit of trading function from the unit responsible for defining factors for ​ product selection. 6. Implementing a renumeration structure that does not tie up solely to sales KPI, for the

segregating the unit of trading function from the unit responsible for defining factors for ​ product selection. 6. Implementing a renumeration structure that does not tie up solely to sales KPI, for the

retrieval, prohibition of access to staffs' accounts and passwords by other persons, prohibition of social network sign-up or contact via SEC email addresses without prior approval of the SEC Office, etc