significant impact to customers, business operation and a compliance with regulations in case of emergency incidents happened. However, the latest data recoverable may be a data recovery as of the end of day of

evidentiary documentation retrievable for inspection by the SEC Office. Division 2 Specific Rules for Execution of Transactions for a Fund with a Management Company or a Connected Person _________________

inconsistent with the stipulated process; (c) storing evidentiary documents indicating the work process under (a) and (b) in a manner easily retrievable. Clause 5/4 An intermediary shall supervise communication

information non-retrievable; 6. The intermediary should ensure that unattended user equipment has appropriate protection, and should adopt a clear desk policy to ensure that sensitive or critical information on