brokerage" means brokering or representing any person in the purchase, sale or exchange of securities in the normal course of business in consideration of a commission, fee or other remuneration therefrom
remuneration of service fee paid by the company for provider related to securities business, namely the securities exchange business fee, amortised permission fee, sale agent of unit trust fee and foreign broker
form and is of opinion that: (1) the claimant has completely and accurately submitted the filing form under Clause 7 and has deposited the full amount of the arbitrator’s fee under Clause 32, the Office
rotation requirements 5 Contingent Fee Arrangements : Do they ensure that: · the Ethics Partner or Audit Engagement Partner notified where there are to be contingent fee arrangements for non-audit services
. Opinions of the executives on the audit quality control in the previous accounting period 7 6. List of audit engagement clients in the previous accounting period and the associated fee 7 7. Safeguards
prestigious? 6 How does firm deal with situation where pressures on fee by a client? 7 Have any audit clients been retained by reducing audit fees? 8 Have there been any instances of adverse publicity or any
liquidator under the first paragraph shall be given prior approval from the Office. Expenses and remuneration arising from liquidation of any mutual fund shall be paid from the assets of that mutual fund.
Committee, the Remuneration Committee and the Corporate Governance and Sustainability Committee. The scope of authority, duties, roles and responsibilities of each subcommittee shall also be described. The
Clause 3; “ fee ” means a fee for undertaking business according to license; “ income ” means an income before deducting expenditures from undertaking business according to license; “ investment unit ”4
under the Innovation Development Program to Support Provision of Capital Market Services [regulatory sandbox]. “ fee ” means a fee for undertaking business according to license; “ Exchange ” means the