Bitkub Online Company Limited Between August 27, 2023 and September 30, 2023, Bitkub Online Company Limited (“Bitkub”), a digital asset exchange, did not keep customers' digital assets in

Satang Corporation Company Limited Between June 21, 2022 to December 31, 2022, Satang Corporation Company Limited ("Satang"), a digital asset exchange, did not keep customers' digital

Bitazza Company Limited Between November 25, 2022 to November 27, 2022 and December 23, 2022, Bitazza Company Limited ("Bitazza"), a digital asset broker, did not keep customers'

Mr. Thaweesap Rawan Mr. Thaweesap Rawan, a director of Bitkub Online Company Limited (“Bitkub”), who is responsible for the operation of Bitkub, shall be liable for Bitkub’s failure to keep customers

Mr. Nithiwat Maneesint Mr. Nithiwat Maneesint, a director of Bitkub Online Company Limited (“Bitkub”), who is responsible for the operation of Bitkub, shall be liable for Bitkub’s failure to keep

the time of the incident, did not keep customers' digital assets in accordance with the notification of the SEC for 121 days. In this regard, Orbix did not deposit customers' digital assets

Orbix failed to keep customers' digital assets in accordance with the notification of the SEC for 121 days. In this regard, Orbix did not deposit customers' digital assets with digital asset

derivatives broker, failed to maintain the net capital (?NC?) in accordance with the rules, conditions and procedures of the Notification of the Securities and Exchange Commission. SEC Act S.97 Settlement

DBS Vickers Securities (Thailand) Co.,Ltd. Between May 29, 2019 and June 11, 2019, DBS Vickers Securities (Thailand) Co.,Ltd., as a securities and derivatives broker, failed to maintain net capital

AEC Securities Public Company Limited Between December 21, 2018 and June 1, 2020 AEC Securities Public Company Limited , as a securities and derivatives broker, failed to maintain the net capital