Securities Public Company Limited (?AEC?) (Changed the name to Beyond Securities Public Company Limited) failed to perform her duty resulting in AEC?s violation of section 97 SEC Act S.283 Settlement
shares of TRAF through other persons resulting in his aggregate number of shares held by other persons exceeded trigger point at 25 percent of the total voting rights of TRAF. SEC Act S.247 Settlement
. Pattanapong acquired shares of ASCON resulting in the aggregate number of shares held by him and six other persons exceeded trigger point at 25 percent of the total voting rights of ASCON. SEC Act S.247
period. The Criminal Court sentenced the accused to pay a fine of Baht 632,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 286,000. SEC Act S.56 and
(SSI) via internet trading system to resulting in trading such share which was not consistent with normal market in order to lure general public to trade such share. SEC Act S.243(2) Settlement
(“UOBAM”) failed to order or act duty resulting in UOBAM failed to communicate with clear and reliable information, and without misleading information. SEC Act S.283 paragraph 1 Settlement Committee
Mr. Chayanont Weerayuthkosol Between April 28, 2014 and May 30, 2014, Mr. Chayanont Weerayuthkosol continuously traded 19,469,100 shares of Senko (Thailand) Public Company Limited resulting in
and submit the reviewed financial statements for Q1/2017 to the SEC Office and the Stock Exchange of Thailand within the specified period, resulting in the company’s violation of section 56. SEC Act
Mr. Somboon Numtipjuntacharern Mr. Somboon Numtipjuntacharern, authorized director who is responsible for the operation of Thai Canal Rich Company Limited, order or act resulting in Thai Canal Rich