, No. SorNor. 28/2549 Re: Investment and Holding of Assets for a Fund dated 17 July 2006 under Part 2: Rules of Investment Limit of Funds and preceding Chapter 1: Rules of Investment Limits in General

credit limits ของคู่สัญญา (5) การบริหารความเสี่ยงด้านราคา ให้อธิบายขั้นตอนและมาตรการในการบริหารความเสี่ยง ด้านราคาของเงินลงทุน สัญญาซื้อขายล่วงหน้า และสินค้าหรือตัวแปรอ้างอิงในประเด็นต่างๆ เช่น การจำกัด

shall be explained the procedure of credit approval, standard of measuring credit exposure and determination of credit limits of the counterparty; (e) as regard the price risk management, there shall be

providing service to a client, a derivatives broker shall proceed as follows: (1) determine the aggregate position limits for a client including the margin rate or value, based on fluctuation of derivatives

readiness of personnel, and already prepared at least the following operating systems: (1) a security system to protect clients’ information, particularly their trading information, which restricts access to

information, which restricts access to such information on a need-to-know basis and prevents unlawful use of such information; (2) a system for management and storage of data, documents or relevant evidence

business has prescribed different foreign investment limits, the management company shall allot the units in compliance with the lowest limit prescribed by the said laws, regulations or requirements. Clause