: Detail Content Limitations on Unitholding over One-Third of Outstanding Units Summary of regulations Related Regulations The purpose of the restriction on unitholding in mutual fund above one-third of
: Detail Content Limitations on Unitholding over One-Third of Outstanding Units Summary of regulations Related Regulations The purpose of the restriction on unitholding in mutual fund above one-third of
. The Minister shall complete his consideration thereon within thirty days from the date of receiving the SEC’s recommendation. Clause 4 Once the Minister has granted his approval under Clause 3, approved
. The Minister shall complete his consideration thereon within thirty days from the date of receiving the SEC’s recommendation. Clause 4 Once the Minister has granted his approval under Clause 3, approved
comply with the rules, standards or work ethics specified for the regulated person. The SEC or other regulators may impose the following orders: rectification of non-compliance operation, restriction of
Thailand (SET) Telephone: +66-2009-9999 Website: www.set.or.th ● Issuance of new share certificate/loss of share certificate ● Not receiving dividends The Thailand Securities Depository Co., Ltd. (TSD
or receiving a payment related to or because of a securities trading; 2. Allowing any person to seek benefits by using one's own bank account for making payments or receiving payment related to or
or receiving a payment related to or because of a securities trading; 2. Allowing any person to seek benefits by using one's own bank account for making payments or receiving payment related to or
of the transfer restriction, features of bonds, draft terms and conditions and a bondholders' representative appointment agreement (in case of secured bonds/ bonds with a bondholders' representative
(PO) Approval Qualifications and approval rules - The approval will be granted upon the registration of the transfer restriction, features of the instruments, draft terms and conditions and a