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comply with the rules, standards or work ethics specified for the regulated person. The SEC or other regulators may impose the following orders: rectification of non-compliance operation, restriction of
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Professionals Financial Reporting and Audit Oversight Mutual Fund Cross-border Offering of Funds Business Operators Registered Persons Digital Asset Business Operators Secondary Market and
Appraisers I CO portal Fundraising Market Professionals Financial Advisor Appraiser ICO Portal Financial Reporting and Audit Oversight Mutual Fund Cross-border Offering of Funds Business Operators Registered
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of the transfer restriction, features of bonds, draft terms and conditions and a bondholders' representative appointment agreement (in case of secured bonds/ bonds with a bondholders' representative
(PO) Approval Qualifications and approval rules - The approval will be granted upon the registration of the transfer restriction, features of the instruments, draft terms and conditions and a