financial difficulty and unable to maintain adequate net capital as prescribed. The revised rules include rectification period, restriction of business operations during rectification period and undertakings
restriction in case where the asset management companies are unable to maintain adequate capital. As the asset management companies have been allowed to apply for undertaking of business as a trustee, the
prescribed. The proposal includes rectification period, restriction of business operations during rectification period and undertakings in case of failure to rectify. The proposed rules will provide more up-to
. Reviewed by taking into account comments and recommendations of the business operators received from the previous public hearing, the draft rules include rectification period, restriction of business
RPC directors, was about RPC's plan to pay interim dividend at 0.94 baht per share, higher than the dividend paid during the past five years. In the scheme, Piyanuch assisted Satja in making purchase
{X1} Company's plan to pay interim dividend at 0.94 baht per share, higher than the dividend paid during the past five years. In the scheme, {C} assisted {B} in making purchase orders and payment. The
concealing the fraud by extending the maturity terms of such B/E issues several times. The fraud was supported and assisted by (5) Thepthiwa, who knew Pattarapob and Sunchai. In so doing, Thepthiwa allowed his
Bangkok, September 1, 2014 ? The SEC notified Vintage Engineering Plc. (VTE) to rectify its Q2/2014 financial statements due to auditor?s qualified opinion arising from scope restriction. VTE is then
be assisted in transition throughout the process by capital market professionals, including business restructuring, arrangement of proper internal control systems as well as preparation of accurate
in big volumes. Such trading manipulation took place during 10-27 September 2013, causing YCI price and trading volume to be inconsistent with the normal market condition. The wrongdoing was assisted