responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board
professional duties with responsibility and care** by signing the documents knowing that no actual service was provided. SEC, therefore, orders the following administrative sanctions: (1) {D
SCB ASSET MANAGEMENT COMPANY LIMITED|Super Savings Fund : SSF | Offering Date : 08/12/2020 - 22/12/2020
ABERDEEN ASSET MANAGEMENT (THAILAND) LIMITED|Feeder Fund ,Super Savings Fund : SSF | Offering Date : 06/06/2023 - 16/06/2023
SCB ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund ,Retirement Mutual Fund : RMF | Offering Date : 24/08/2021 - 30/08/2021
. They divided responsibilities for placing trading orders of FVC stocks, while coordinating and supporting one another consistently. This resulted in irregularity of the FVC share prices and trading
คณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จึงปรับปรุงหลักเกณฑ์ที่เกี่ยวข้อง เพื่อรองรับกับมาตรการดังกล่าว โดยขยายขอบเขตการลงทุนของกองทุน Thai ESG เน้นบทบาท บลจ. ในการใช้ fiduciary duty เพื่อ
Teratanavat, (3) Mr. Vijchu Chantatab, and (4) Mrs. Shanya Pengpunpat had collusively manipulated share price and/or trading volume of the Market for Alternative Investment (mai)-listed TIGER between 24-29
Hotline 1207. Summary of regulations on share offering by social enterprises and related information are available at https://www.sec.or.th/TH/Pages/LawandRegulations/SE-Offering.aspx. Summary of
on share offering by social enterprises and related information are available at https://www.sec.or.th/TH/Pages/LawandRegulations/SE-Offering.aspx. Summary of regulations on private placement by SMEs