responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board

, the SEC conducted further investigation and found that the aforesaid investment consultants who were TMB employees had failed to perform duties with responsibility and professional due care with regard

professional duties with responsibility and care** by signing the documents knowing that no actual service was provided. SEC, therefore, orders the following administrative sanctions:             (1) {D

Information on the laws and regulations relevant to performing duty as Recognised Representative in ACMF member countries Professional Mobility ACMF Pass framework Products : shares, bonds, units of

Bangkok, November 17, 2014 ?The SEC revoked the approval of Nakul Chaiyanil, a former fund manager for ten years for failure to perform his duty with honesty in relation to management of 101 Montri

BBL ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 23/12/2002 - 25/12/2002

KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|

ONE ASSET MANAGEMENT LIMITED| | Offering Date : 03/01/2005 - 10/01/2005

KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 21/11/2006 - 29/11/2006

ONE ASSET MANAGEMENT LIMITED| | Offering Date : 01/01/2011 - 01/01/2011