responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board
, the SEC conducted further investigation and found that the aforesaid investment consultants who were TMB employees had failed to perform duties with responsibility and professional due care with regard
investment consultants above was deemed failure to perform duties with responsibility and deliberation as a professional in accordance with the Notification of the Capital Market Supervisory Board.* SEC has
Following an inspection report from Bangkok Bank Public Company Limited, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was revealed that Pongsak had affixed signature on subscription orders, redemption orders and switch orders of investment units, in his position as investment consultant, without meeting with or giving advice to a client in any way. The SEC has considered that Pongsak’s misconduct of performing duties irresponsibly wit...
professional duties with responsibility and care** by signing the documents knowing that no actual service was provided. SEC, therefore, orders the following administrative sanctions: (1) {D
the goal of (1) reducing GHG emissions/increasing sequestration or (2) enhancing adaptation and resilience. Controlled environment agriculture Aquaculture and the farming of fish Supply chain
Column เพ่ิมประสิทธิภาพการใช้พลังงาน ลดการปล่อย GHG Community Biogas System from Pig Farming 5 projects Community Solar Cell System 17 projects Internal Carbon Price 20 USD per ton CO2e is used as ‘Shadow
level in most of important reservoirs were in adequate supply for farming and the weather condition in most part of the country was also favorable for agricultural products to be produced. These factors
Audit Firm Name: Subject : Leadership Responsibility Prepared by Date LEADERSHIP RESPONSABILITIES FOR QUALITY WITHIN THE FIRM Particulars Reference / Guidance Notes Description 1 Who is the ultimate
confirmed that: (1) They understand it is the sole responsibility of Tesco to ensure that the information provided is complete, accurate or up to date; (2) They have provided Sustainalytics with all relevant