operation of securities exchange including rules relating to financial resources, systems, supervision of members, listed securities, corporate governance, prevention of conflicts of interest, dispute
Securities Exchange shall undertake at least the following matters: (1) sufficient financial resources and systems for the performance of its operation and for the assumption of any risks associated with the
the SEC Office, and other income derived from the operation of the SEC and the SEC Office shall be the property of the SEC Office. After deducting the expenses and reserves under Section 26, the
the SEC with the approval of the Minister. 12 SECTION 27. All fees specified in the ministerial regulations, other fees received by the SEC Office, and other income derived from the operation of the SEC
Division shall not apply to the derivatives exchange under the second paragraph of Section 54. SECTION 57. A derivatives exchange shall have: 18 (1) sufficient financial resources for the proper performance
Division shall not apply to the derivatives exchange under the second paragraph of Section 54. SECTION 57. A derivatives exchange shall have: 18 (1) sufficient financial resources for the proper performance
the following matters: (1) sufficient financial resources for the conduct of and risks associated with its operations; (2) safety of its clients’ assets; (3) security measures against electronic crime
) sufficient financial resources for the conduct of and risks associated with its operations; (2) safety of its clients’ assets; (3) security measures against electronic crime, which are capable of protecting