the following matters: (1) sufficient financial resources for the conduct of and risks associated with its operations; (2) safety of its clients’ assets; (3) security measures against electronic crime
offering of funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand With reference to the Memorandum of Understanding concerning Mutual Recognition of Covered
of assets or acceptance of assets placed as collateral from an originator for an issuance and offer of securities for sale to investors, providing that proceeds obtained from the offer for sale of
issuance e.g. prospectus/financial statements/annual report; · inappropriate behaviors of executives or directors e.g. embezzlement of company assets/ window dressing. 2. Complaints with sufficient details
Crisis ☐ Fed Funds Target Rate ปรับเพิ่มขึ้นในปี 2004 ☐ Capital outflow ☐ Liquidity stress testing (กรณีกอง MMF และ Daily Fixed) ☐ Government bond yield shifts up bps ☐ อื่น ๆ (โปรดระบุ) ☐ กองผสม ☐ แบงก์