finance business under Clause 1 means undertaking of business with core objective to provide credit facility for securities business. Clause 3 This Notification shall come into force on the date
provision of Class Action in the Thai legal system results from the endeavor of the Securities and Exchange Commission, Thailand (“SEC") to resolve the problem that the damaged investors could not get
shall come into force on the following date of its publication in the Government Gazette. Given on the date of 18th September B.E. 2543 Tarrin Nimmanhaminda Finance Minister
the juristic person invests. Definitions of "institutional investor", "venture capital juristic person" and "enterprise" shall be prescribed by the SEC. Clause 3 This Notification shall come into
Exchange Commission, Thailand (“SEC") to resolve the problem that the damaged investors could not get remedies from persons who violated or failed to comply with the Securities and Exchange Act. The SEC
persons have conflict of interests to an outside person. 4.2 Executives of the company resign as executives of the company in which such persons have conflict of interests. Ways to resolve conflict of
same legal entity or investment management project, in the same type, issue, features and comparable quantity to lender. Clause 3 This Notification shall come into force on the date following its
proportionate to his holding (right issue), securities company shall, mutatis mutandis, comply with Clause 3 or Clause 7. Clause 11 This Notification shall come into force on the following date of its
required; Analyzing and assessing financial positions and the operational results of the business activities, as well as impacts on the shareholders, to come up with recommendations for the shareholders to