of sufficient disclosure to support shareholders? decision making. There would be no changes to the key principles or the obligations in relation to tender offer.The whitewash resolution amendment
to the resolution of the shareholders? meeting (whitewash) to be in line with the principles of other related regulations as well as to solve practical issues and provide sufficient information for
meeting for the consideration of the business rehabilitation petition. This incident played a role in the resignation of some JKN directors. In this regard, JKN explained that the decision not to send a
partial fund will be raised from the rights offering of newly issued shares in accordance with the resolution of the annual general shareholders’ meeting held on 11 May 2020, which approved the capital
Bangkok, April 24, 2014 ? The SEC urged investors to make prudent investment decision concerning information on fund establishment and forward-looking on profits of listed firms.Chalee
Currently, the SEC regulates three types of bills, namely: 1) bills that are considered as securities, 2) bills that are considered as securities but under the exemption of regulations regarding offer for sale of newly issued debt securities*, and 3) bills that are not securities. To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to revise the definition of bills that are considered as securities as follows: (1) being bills of ex...
SEC Secretary-General Ruenvadee Suwanmongkol has announced that the SEC Board, at its monthly meeting held on 11th December, approved the granting of securities depository center regulatory sandbox license to ThaiBMA, which aims to allow innovation testing in a closed environment . The adoption of technology will shorten the issuance of bonds process and increase efficiency of overall market. Under the sandbox regime, ThaiBMA has set up a DLT-based bondholder data storage system, which wi...
Bangkok, June 15, 2015 ' The SEC suspended {A}, a capital investment consultant for trading securities and derivatives on behalf of client. He worked with Globlex Securities Company Limited while the misconduct occurred. Following the inspection report of Globlex Securities Company Limited, the SEC further probed into the case and found that {A} convinced a client to trade securities and derivatives. He admitted that the client, at the beginning, had authorized him to make securities and derivat...
SEC Assistant Secretary-General Kumpol Sontanarat said that SEC has recently provided additional service for the capital market. The open data database contain 10-year historical records of fund raising activities both in equity and debt securities including the details of the fund mobilizers by industry, companies and individual instruments.SEC has been continuously developing the open data service in many forms which can be accessed via SEC website. The data can be downloaded through SEC...
access to the comparable, statistical information for their investment decision making.The web page “IPO Fact Figure” is especially designed to serve investor needs for IPO share statistical information