. Other derivatives liabilities 18. Provision 19. Other liabilities Total liabilities Shareholders’ equity 20. Share capital 20.1 Authorized share capital 20.2 Issued and paid-up share capital 21. Stock

whose provision of derivatives business is limited to institutional investors. The institutional investors in Paragraph 1 means the institutional investor under Section 3 and the Notification of the

Maintenance of capital funds and reserve (only in the case of a CB. or FC.) - a documentary evidence showing that the applicant is capable of maintaining capital funds and reserve prescribed by the law

controlling its business by mean of maintaining capital adequacy and capital reserve as prescribed by related rules. Provided that, after submitting an application, if it appears that the applicant can not

) being capable of maintaining capital and reserve under relevant supervisory law; (3) demonstrate efficient systems to prevent conflict of interest, Chinese wall among different departments and staffs

purpose of the provision in the first paragraph, a beneficial owner of shares includes any beneficial owner of shares prescribed under the fourth paragraph of Section 25; (12) “Ministerial Regulation

holds more than ten percent of the total number of shares with voting right of the applicant . For the purpose of the provision in Paragraph 1, a beneficial owner of shares includes any beneficial owner

กิจการอื่นภายใต้เงื่อนไขที่อาจทำให้กิจการเสียประโยชน์ 18. ประมาณการหนี้สิน (Provision) หมายถึง หนี้สินที่มีความไม่แน่นอนเกี่ยวกับจังหวะเวลาหรือจำนวนที่ต้องจ่ายชำระ ซึ่งบริษัทสามารถประมาณมูลค่าหนี้สินนั้น

) distributing products or providing services to the state entirely; (d) selling products or providing services, either entirely or partially, to a private sector whereby such sale of products or provision of

, including the person who is in the equivalent position on which is named otherwise and who is responsible for the line of work relating to the provision of service on securities, securities operation