Investment Consultants Fund Supervisors Custodian ​Auditors​ Private Funds​​ Private Fund Management Companies Fund Managers Custodians Auditors I nvestment Analysts / Investment Consultants Mar​keting

Approval (SEC Check First - Thai version)​ ​Serv​ices and Information Update  ( Please login to ORAP system) ​ Regulatory Sum​mary​ ​ List of Analysts/Investment Consultants​ ​​​ ​ ​Fund manager / Inve

>   Fund Manager Regulations SHARE : Detail Content ​​​​​​​​​ Fund Manager/Investment Analyst   The approval process for fund managers and investment analysts are prescribed in the Capital Market Supervisory

other stakeholders (such as analysts and potential investors). Principle 7.6   The board should ensure the effective use by the company of information technology in disseminating information.​ ​ Principle

  ​ •  Derivative Act ​о Investment Analysts / Consultants    ​• ASEAN Investment Analyst / ASEAN Investment Consultant            ​ -  Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework

/ investment analysts / unit sellers to give information or advice on the invested products or services, which may cause damage to the investment Solicitation or fraud by unlicensed or unapproved entities, for

abreast of developments and emerging risks, conflicts of interest management in capital market, auditor's independence, auditing standards, credit rating agencies, sell-side analysts, and hedge fund. - The

abreast of developments and emerging risks, conflicts of interest management in capital market, auditor's independence, auditing standards, credit rating agencies, sell-side analysts, and hedge fund. - The

(such as analysts and potential investors). Guidelines 7.5.1 The board should establish a communication and disclosure policy to assist the company in meeting its disclosure obligations and to ensure that