process of the regulatory framework is completed. In addition to meeting the required minimum paid-up capital, the intermediaries are also subject to maintaining on-going capital requirement (Net Capital
following month, and within two working days from the date NC =< 1.5 times of minimum requirement Quarterly Reports Quarterly Complaint Handling Summary (Notification No. TorThor/Khor/Dor/Nor. 62/2552
, MD&A and Financial Disclosure Requirements Amendment on ESG Disclosure Requirement : ส่วนที่ 1 Amendment on ESG Disclosure Requirement : ส่วนที่ 2 วีดิทัศน์ " ธุรกิจกับสิทธิมนุษยชน สำหรับ
Report Amendment on Business, MD&A and Financial Disclosure Requirements Amendment on ESG Disclosure Requirement : ส่วนที่ 1 Amendment on ESG Disclosure Requirement : ส่วนที่ 2 วีดิทัศน์
countries are unable to calculate the NAV at the end of the trading day due to time zone differences. Therefore, the mutual fund management company may request from the SEC a relaxation on the requirement
, the mutual fund management company may request from the SEC a relaxation on the requirement related to the timing for calculation and announcement of the NAV and the investment unit value, the offering
business, employee, staff, advisor earning regular monthly salary, controlling person during the period of two preceding years. Relaxation of this requirement is in the case where the person is retired as a
Financial Advisors and Their Scope of Work The Notification of the Office of the Securities and Exchange Commission No. SorChor. 36/2546 Re: Rules for the Application for a Waiver from the Requirement to