trust, the Requirements for All Types of Trust set out in Chapter 1. The applicant is also required to present a restriction on the unit transfer that would prohibit any transfer, save for inheritance
the date which the SEC Office receives the intention of registration of transfer restriction with such statement required under Clause 63(2)(a). Division 2 Conditions after Approval for Offer for Sale
the Securities and Exchange Act (No. 4) B.E. 2551 (2008) and Section 109 of the Securities and Exchange Act B.E. 2535 (1992) which contain certain provisions in relation to the restriction of rights and
(2008) and Section 109 of the Securities and Exchange Act B.E. 2535 (1992) which contain certain provisions relating to the restriction of rights and liberties of persons which Section 29 in conjunction
certain provisions relating to the restriction of rights and liberties of persons which Section 29 in conjunction with Section 33, Section 34, Section 41, Section 43, Section 44 and Section 64 of the
Securities and Exchange Act B.E. 2535 (1992) and Section 9 and Section 15 of the Trust for Transactions in Capital Market Act B.E. 2550 (2007) which contain certain provisions relating to the restriction of
relation to restriction of rights and liberties of persons, which Section 29 in conjunction with Section 33 Section 34 Section 41 Section 43 Section 44 and Section 64 of the Constitution of the Kingdom of
documents as prescribed by the SEC. In this regard, the applicant may examine the list of the required documents for the SEC’s consideration in Form 35 – HK-TH MRF: Checklist for Mutual Recognition of Funds