remedies from persons who violated or failed to comply with the Securities and Exchange Act. The SEC proposed the Class Action on Securities Bill to the Council of State for consideration. Thereafter, the
conditions will be simple which only require the decision of the shareholders' meeting, without having to clearly state that the shares are allocated to directors, employee) Securities: Shares Convertible
proposed the Class Action on Securities Bill to the Council of State for consideration. Thereafter, the Council of State agreed to apply the principle of Class Action to the cases which have numerous victims
sanction appropriate for the presented facts of each case, and the imposition of all five sanctions in all cases is not required. In the case where the offender agrees to comply with the civil penalty
submitted for an approval. The following qualifications will be considered: 1. Compliance with commitments required by the Ministry of Finance. 2. Offering of the bonds is legally made under the foreign laws
the name of instruments comply with the requirements. Face value of bills - - - Fast Track - - - Period of time required in observing + considering the application Observation and consideration period
capital market. The Securities and Exchange Commission (“SEC") adopts various aspects of approaches to regulate debt securities. These approaches include: Approval – issuers are required to apply for the
baht or more (unless an exemption is provided to allow offering of bills). - Fast track - - - - Period of time required in observing + considering the application - - 15 days for the consideration
following f orms and documents; Form 61-1F Application for registration as a foreign auditor in the capital market . Signature of the applicant is required. Applicant's personal record and firm's
establishment of mutual fund (1) Applying for normal approval The mutual fund management company shall submit an application for approval of the establishment of a mutual fund together with all required