establishment, market development had concentrated more on the secondary market where trading of transferable securities was the main activity than the budding primary market where businesses issued securities
, frequency of assessment may vary. The participating countries can also choose whether or not to disclose the assessment results. CG-ROSC participants are not required to pay any expenses but to facilitate the
, frequency of assessment may vary. The participating countries can also choose whether or not to disclose the assessment results. CG-ROSC participants are not required to pay any expenses but to facilitate the
knowledge of the audit market environment and practical experience of independent audit regulatory activity; To promote collaboration in regulatory activity; and To provide a focus for contacts with other
Capital Market Supervisory Board, and the SEC Office. The SEC Code of Governance was prepared as required by law and equivalent to industries and international standards. This is to ensure that the
Underwriter: LBDU) เพื่อให้สามารถ กากับดูแลตามระดับความเสี่ยงได้อย่างมีประสิทธิภาพยิ่งข้ึน โดยปรบัปรงุแบบประเมนิตนเอง (Self-Assessment Questionnaire: SAQ) ในส่วนของการรายงานธุรกรรมสาคัญ (Significant Activity
/2553 1/1 4 Can the plaintiff directly question the defendant and witnesses at trial? Ans. Preapproved questions only ป.วิ.พ. มาตรา 112 มาตรา 116 และมาตรา 117 1/2 5 Is the level of proof required for