Corporate Sustainability 3 . Disclosure and Transparency 4.Board Responsibilities The assessor uses publicly disclosed information such as annual report, annual registration statement (Form 56-1), notice of
and offering of shares Request for approval Disclosure of information Subscription/ sale and allocation Post-offering duties Request for Approval Directors, executives and majority shareholders do not
disclosed in the filing. The buyers of the units shall settle unit subscription in cash or cash-equivalence. The number of units allocated to any persons or a group of the associated persons shall not be over
latest business day shall be announced and disclosed to the Stock Exchange within the following business day; (2.2) For mutual fund which investment units are not securities listed in the Stock
securities listed in the Stock Exchange, the NAV and the investment unit values as of the latest business day shall be announced and disclosed to the Stock Exchange within the following business day; (2.2
mutual fund management company shall request a waiver from the SEC. (3) Any other cases for which the fund management company reserved the rights (only for accepting purchasing orders) as provided for
board of directors to be members of “audit committee." Audit committee is responsible for reviewing financial statements, internal control system, and ensuring that the company has disclosed information
(Inspection of the director and executive's qualification on the company's request) (Form 35-E2) Letter of Request for Checking the Qualifications of Director and Executive (Inspection of the director and