defective business operation, disclosure of improper behaviors, and suspension or revocation of approval, etc.; Administrative sanction is a type of penalty prescribed in the Derivatives Act and the Trust for
sanctions, namely: (1) a civil penalty; (2) a compensation at an equal amount to the benefit received or should have been received from committing an offence; (3) a suspension of securities or derivatives
the cause of such suspension is the same as of the SEC's suspension or revocation of the approval as auditor in the capital market; (5) being suspended or revoked approval as auditor in the capital
being temporarily banned from trading its listed securities under the Trading Suspension sign (SP), etc. and obtain approval from the shareholders' meeting on the offering of shares not less than one year
characteristics of the mutual fund; (3) Suspension of an offering for sale of additional investment units. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of
characteristics of the mutual fund; (3) Suspension of an offering for sale of additional investment units. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of
of 2018: (1) a compensation at an equal amount to the benefit received or should have been received from committing an offence; (2) a suspension of securities or derivatives trading for up to five
) being put under receivership by the court's order; or being an insolvent, incompetent or quasi- incompetent person, (2) being or having been suspension of CPA license during the past three years, unless
, incompetent or quasi- incompetent person, (2) being or having been suspension of CPA license during the past three years, unless the reason of suspension is the same as of the SEC's sanction, (3) having
interval of three years after either the person completed the term of imprisonment or the suspension of sentence period ended. Having been sentenced to imprisonment by the court's final judgment on public