Microsoft Word - hearing _selling agent & LBDU_ 04122552.doc เอกสารรับฟงความคิดเห็น เร่ือง การแกไขหลักเกณฑการตั้งตวัแทน ขายหรือรับซื้อคืนหนวยลงทุน (selling agent) สํานักงานคณะกรรมการกํากับหลัก

’ representative in accordance with the Notification of the Capital Market Supervisory Board concerning Qualifications of Bondholders’ Representative and Performance and Fulfillment of Bondholders’ Representative’s

Supervisory Board concerning Qualifications of Bondholders’ Representative and Performance and Fulfillment of Bondholders’ Representative’s Power and Duties; (2) be a person who has been assigned to perform the

) [ ] 4. Evidence on the appointment of a local representative in Thailand as the representative of Hong Kong Covered Management Company (issued by Hong Kong Covered Management Company) [ ] 5. Evidence on

Operator) [ ] 4. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator (issued by CIS Operator) [ ] 5. Evidence on the appointment of an authorised person of CIS

the Securities and Exchange Commission; “Mutual fund” means any mutual fund established under the laws governing securities and exchange; (Translation) 2 “Marketing agent of fund manager” means any

association approved by the Securities and Exchange Commission; “Mutual fund” means any mutual fund established under the laws governing securities and exchange; (Translation) 2 “Marketing agent of fund manager

. ----------------------------- Notification of the Securities and Exchange Commission No. SorNor. 31/2547 Re: Appointing System of Custodian Agent By virtue of Section 4(3)(G) of the Notification of the Securities and Exchange Commission No

Section 100 Securities and Exchange Act B.E. 2535 Section 100. The appointment of any person to be an agent or broker of a securities company shall require prior approval from the Office. Application

statement, “the dividend yield presented was calculated from the investment units’ offering price at /of ……. Baht and the occupancy rate at …….% which is the estimation for the period of …… year(s) ending