. KorThor/Khor/Dor/Nor. 25/2553 Re: Repeal of Notification of the Securities and Exchange Commission Relating to Preparation of Securities Company’s Account By virtue of Section 14 and Section 105 of the
reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 38/2559 Re: Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Operating
reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 48/2559 Re: Repeal of the Notification of the Office of the Securities and Exchange Commission regarding
) in case of prohibited characteristics in Group 1 under Clause 29 or prohibited characteristics in Group 2 under Clause 30 (1) to (3), the SEC Office shall revoke the approval; (2) in case of prohibited
Executives of Securities Companies (No. 2) Amending the Notification No. TorThor/Nor/Khor. 58/2552 as follows: 1. add (2/1) of Clause 1 2. amend (3) of Clause 1 3. repeal (4) of Clause 1 and (3) of Clause 2 In
Clause 1 3. repeal (3) of Clause 3 In use ( effective as from 1 February 2010) 2 15 September 2010 The Capital Market Supervisory Board No. TorThor/Nor/Khor. 39/2553 Qualifications and Prohibited
30 (1) to (2), the SEC Office shall revoke the approval; (2) in case of prohibited characteristics in Group 2 under Clause 30 (3) or (4), the SEC Office shall either suspend or revoke the approval
___________________________________________________________________________ Remark: The rationale for issuing this Notification is to repeal requirements related to appointment of a manager of full-service branch office and requiring securities company arrange to have