Thai Industrial and Engineering Service Public Company Limited Thai Industrial and Engineering Service Public Company Limited (“T”), a securities issuer, failed to prepare and submit the reviewed
Thai Industrial and Engineering Service Public Company Limited Thai Industrial and Engineering Service Public Company Limited (“T”), a securities issuer, had a duty to submit the audited financial
Thai Industrial and Engineering Service Public Company Limited Thai Industrial and Engineering Service Public Company Limited (“T”), a securities issuer, had a duty to submit the annual registration
Engineering Service Public Company Limited (“TIES”), through securities trading account of Miss Ornsiree. The sales were made in such a way that took advantage of others by using non-public information material
Limited (“TIES”), through securities trading account of Miss Ornsiree Chinkamtornwong. The sales were made in such a way that took advantage of others by using non-public information material to TIES share
purchasing S.P. Suzuki Plc. (SPSU) shares through her securities trading account in such a way that taking advantage of others by using non-public information material to SPSU share price related to the
information for the decision-making on investment or using the service such as the clients’ assets investment scheme, the risks of ZipUp+ program and the conflict of interest together with relationship among
receive necessary and useful information for using the intermediary?s service or for making a decision of investment in foreign mutual fund. SEC Act S.113 Settlement Committee Meeting No. 3/2020
and Mrs. Rachada Srivirojnawong for her own and other persons’ benefits. The purchases were made in such a way that taking advantage of others by using non-public information material to SPSU share